Registered Investment Advisor

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Investment advisor - An investment advisor (or investment adviser) is an individual or firm that advises clients on investment matters on a professional basis.

Fee-Only financial advisor - Fee-Only financial advisors are compensated only by their clients and accept no commissions or compensation from other sources, such as insurance products or investments. This model of compensation reduces the potential for conflicts of interest between the advisor and the client in that the advisor is not beholden to insurance, investment, and other financial companies.

Registered Retirement Savings Plan - A Registered Retirement Savings Plan or RRSP is a Canadian investment account that provides some tax benefits for saving for retirement in Canada. RRSP refers to a provision in the Income Tax Act that allows a person to shelter financial property from taxes.

Stock broker - ... person that performs transactions in financial instruments on a stock market as an agent of his or her clients who are unable, unwilling, or lack the expertise to trade for themselves. Titles associated with this role include financial planner, financial consultant, financial advisor, Investment advisor (or investment adviser), and portfolio manager, which normally includes further training at the brokerage or firm level.


Suggested Web Sites

Vanderbilt Capital Advisors, LLC - Registered as an investment advisor under the Investment Advisors Act of 1940. Specializing in fixed income securities. Offers publications, newsletters and links to bond resources.

Invested Interests - News, tools, and articles on SRI. Registered investment advisor returns 10% of his profits to community. California, USA.

Ecologic Investor - Registered investment advisor in New York. Information, news, and discussion of investing. United States.

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